Filing Details
- Accession Number:
- 0001127602-19-004998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 10:26:11
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 10:26:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710917 | Ippocratis Vrohidis | 3M Center Maplewood MN 55144 | Vice President & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-07 | 606 | $199.35 | 786 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-07 | 3,675 | $101.49 | 4,461 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-07 | 3,617 | $199.56 | 844 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 58 | $199.61 | 786 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-07 | 3,872 | $126.72 | 4,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-07 | 3,872 | $199.49 | 786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-07 | 3,675 | $0.00 | 3,675 | $101.49 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-07 | 3,872 | $0.00 | 3,872 | $126.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-05 | 2023-02-03 | No | 4 | M | Direct |
| 0 | 2015-02-04 | 2024-02-02 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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