Filing Details
- Accession Number:
- 0001127602-19-004986
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 09:19:22
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 09:19:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518599 | L Julie Bushman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-07 | 10 | $199.84 | 36,642 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 449 | $199.85 | 36,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 120 | $199.86 | 36,073 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 700 | $199.87 | 35,373 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 200 | $199.88 | 35,173 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 200 | $199.88 | 34,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $199.91 | 34,873 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 150 | $199.92 | 34,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 529 | $199.93 | 34,194 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 300 | $199.94 | 33,894 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 15 | $199.95 | 33,879 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $199.99 | 33,779 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $199.99 | 33,679 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $200.00 | 33,579 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 50 | $200.01 | 33,529 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-07 | 13,172 | $0.00 | 13,172 | $78.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 844 | Indirect | by 401k/paesop Trust |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- Includes shares acquired pursuant to the 3M Voluntary Investment Plan.
- This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
Billionaire Hedge Funds
