Filing Details

Accession Number:
0001179110-19-001674
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-08 17:00:40
Reporting Period:
2019-02-07
Accepted Time:
2019-02-08 17:00:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583025 Susan Cashen C/O Control4 Corporation
11734 S. Election Road
Salt Lake City UT 84020
Svp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-07 5,022 $4.88 5,022 No 4 M Direct
Common Stock Disposition 2019-02-07 5,022 $18.12 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-02-08 5,022 $0.00 5,022 $4.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,016 2019-10-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 768 Indirect By 401(k) Plan
Footnotes
  1. Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2018.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $17.96 per share to $18.56 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. Shares held in Reporting Person's 401(k) Plan.
  4. Incentive Stock Options granted September 1, 2009 that are fully vested.