Filing Details

Accession Number:
0001209191-19-008526
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-08 16:28:15
Reporting Period:
2019-02-06
Accepted Time:
2019-02-08 16:28:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604464 Atara Biotherapeutics Inc. ATRA Biological Products, (No Disgnostic Substances) (2836) 460920988
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612095 Christopher Haqq 611 Gateway Boulevard
Suite 900
South San Francisco CA 94080
Evp, R&D & Chief Scientific Of No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-06 2,677 $38.04 282,903 No 4 S Direct
Common Stock Disposition 2019-02-06 9,698 $38.78 273,205 No 4 S Direct
Common Stock Disposition 2019-02-06 1,512 $38.47 271,693 No 4 F Direct
Common Stock Acquisiton 2019-02-06 15,000 $0.00 286,693 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2019-02-06 30,000 $0.00 30,000 $38.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2029-02-05 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,312 Indirect See footnote
Common Stock 2,688 Indirect See footnote
Footnotes
  1. Transaction pursuant to Rule 10b5-1 Plan adopted January 25, 2018.
  2. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $37.61 to $38.54. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $38.67 to $38.89. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Shares withheld to cover tax obligation from settlement of vested restricted stock units.
  5. These restricted stock units vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date, subject to the reporting person's continuous service.
  6. The shares are held by the Chris Haqq 2014 GRAT, of which the Reporting Person is trustee.
  7. The shares are held by The Havenside Trust, of which the Reporting Person is trustee.
  8. 1/48th of the shares subject to the stock option vest and become exercisable each month following February 6, 2019, subject to the reporting person's continuous service.