Filing Details

Accession Number:
0001127602-19-004719
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-08 13:11:47
Reporting Period:
2019-02-06
Accepted Time:
2019-02-08 13:11:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1673358 Yum China Holdings Inc. YUMC Retail-Eating Places (5812) 812421743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685836 Danny Tan Yum China Building
20 Tian Yao Qiao Road
Shanghai F4 200030
Chief Supply Chain Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-06 9,910 $9.96 30,538 No 4 M Direct
Common Stock Disposition 2019-02-06 2,408 $41.00 28,130 No 4 D Direct
Common Stock Disposition 2019-02-06 7,502 $41.00 20,628 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-02-06 9,910 $0.00 9,910 $9.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-05 No 4 M Direct
Footnotes
  1. Vested in full.