Home > Insider Trading > Filing (0001019056-19-000079)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1522222	Cls Holdings Usa Inc.	CLSH	Retail-Miscellaneous Retail (5900)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1688278	Navy Capital Green Fund, Lp	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	Yes
1760813	Navy Capital Green Co-Invest Fund, Llc	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	No
1764863	Navy Capital Green Management Llc	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	No
1764864	Navy Capital Green Management Partners Llc	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	Yes
1764971	John Kaden	C/O Navy Capital Green Management Llc 575 Lexington Avenue, Suite 4027 New York NY 10022	No	No	Yes	No
1765017	Sean Stiefel	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	No
1766928	Navy Capital Green Co-Invest Partners Llc	575 Lexington Avenue Suite 4027 New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-11-02	6,250,000	$0.80	20,000,000	No	4	P	Indirect	See Remark(1) and Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Remark(1) and Footnote

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2018-11-02	3,125,000	$0.80	3,125,000	$1.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,875,000	2018-11-02	2021-11-02	No	4	P	Indirect

Footnotes

The amount of 6,250,000 in Table I reflects the amount of common stock beneficially acquired by the Fund and the Co-Investment Fund in the transaction requiring the filing of this statement. The transaction was a private placement purchase in which the Fund and the Co-Investment Fund purchased $5,000,000 face amount of Debentures convertible at $0.80 per unit into an aggregate of 6,250,000 units comprised of 6,250,000 shares of Common Stock as well as 3,125,000 Warrants with an exercise price of $1.10 per share of Common Stock. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Fund and the Co-Investment Fund is reported herein. Footnote(1) continued in Footnote(2).
Footnote(2) continued from Footnote(1): Each of the Investment Manager, NCG, NCGP, John Kaden and Sean Stiefel disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Investment Manager, NCG, NCGP, John Kaden and Sean Stiefel are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.