Home > Insider Trading > Filing (0001225208-19-001970)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101829	United Technologies Corp	UTX	Aircraft Engines & Engine Parts (3724)	060570975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685251	J. Robert Bailey	10 Farm Springs Road Farmington CT 06032	Corporate Vp, Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-02-06	862	$121.71	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units RSU	Acquisiton	2019-02-05	1,785	$0.00	1,785	$0.00
Common Stock	Stock Appreciation Right	Acquisiton	2019-02-05	24,700	$120.77	24,700	$120.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,785	2022-02-05		No	4	A	Direct
24,700	2022-02-05	2029-02-04	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,234	Indirect	By Savings Plan Trustee

Footnotes

Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
The reporting person was also awarded 2,680 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.