Filing Details

Accession Number:
0001127602-19-004506
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-07 14:44:23
Reporting Period:
2019-02-05
Accepted Time:
2019-02-07 14:44:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174850 Nicolet Bankshares Inc NCBS National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253903 Bruce Robert Atwell C/O Nicolet National Bank
111 North Washington Street
Green Bay WI 54301
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-02-05 128 $0.00 40,366 No 5 G Direct
Common Stock Acquisiton 2019-02-05 3,745 $23.80 44,239 No 4 M Direct
Common Stock Disposition 2019-02-05 3,745 $55.41 40,494 No 4 S Direct
Common Stock Acquisiton 2019-02-06 2,943 $23.80 43,309 No 4 M Direct
Common Stock Disposition 2019-02-06 2,943 $55.30 40,366 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-02-05 3,745 $0.00 3,745 $23.80
Common Stock Stock Option (Right to Buy) Disposition 2019-02-06 2,943 $0.00 2,943 $23.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
53,755 2024-10-28 No 4 M Direct
50,812 2024-10-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,565 Indirect By 401(k) Plan
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.61, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.58, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes 57 shares acquired under the Employee Stock Purchase Plan.
  4. The stock option is currently exercisable as to 37,312 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.