Filing Details

Accession Number:
0001225208-19-001942
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-07 13:39:44
Reporting Period:
2019-02-06
Accepted Time:
2019-02-07 13:39:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629977 A Tracy Embree 500 Jackson Street
Columbus IN 47201
Vp & Pres. - Components Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2019-02-06 561 $99.17 4,221 No 4 M Direct
Common Acquisiton 2019-02-06 429 $119.77 4,650 No 4 M Direct
Common Acquisiton 2019-02-06 400 $118.15 5,050 No 4 M Direct
Common Disposition 2019-02-06 206 $150.00 4,844 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2019-02-06 429 $0.00 429 $119.77
Common Stock Option (Right-to-Buy) Disposition 2019-02-06 400 $0.00 400 $118.15
Common Stock Option (Right-to-Buy) Disposition 2019-02-06 561 $0.00 561 $99.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-02 2021-05-02 No 4 M Direct
0 2011-05-06 2021-05-06 No 4 M Direct
0 2013-11-16 2021-11-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 42 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 19,410 19,410 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 1,910 1,910 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 1,470 1,470 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 6,700 6,700 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 1,420 1,420 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 13,760 13,760 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 9,560 9,560 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 19,410 19,410 Direct
2023-04-02 1,910 1,910 Direct
2022-04-02 1,470 1,470 Direct
2025-04-02 6,700 6,700 Direct
2024-04-02 1,420 1,420 Direct
2027-04-03 13,760 13,760 Direct
2028-04-03 9,560 9,560 Direct
Footnotes
  1. Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2018.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.