Filing Details

Accession Number:
0001209191-19-007878
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-06 19:04:50
Reporting Period:
2018-08-10
Accepted Time:
2019-02-06 19:04:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403475 Bank Of Marin Bancorp BMRC State Commercial Banks (6022) 208859754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403538 Peter Pelham 504 Redwood Boulevard, Suite 100
Novato CA 94947
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-27 9,555 $0.00 19,110 No 4 J Direct
Common Stock Acquisiton 2019-02-05 8,000 $11.13 27,110 No 4 X Direct
Common Stock Disposition 2019-02-05 8,000 $41.91 19,110 No 4 S Direct
Common Stock Acquisiton 2018-08-10 21 $0.00 5,589 No 4 J Indirect By ESOP
Common Stock Acquisiton 2018-11-08 23 $0.00 5,612 No 4 J Indirect By ESOP
Common Stock Acquisiton 2018-11-27 5,612 $0.00 11,223 No 4 J Indirect By ESOP
Common Stock Acquisiton 2018-11-27 279 $0.00 558 No 4 J Indirect As custodian for grandson under CAUTMA
Common Stock Acquisiton 2018-11-27 275 $0.00 550 No 4 J Indirect As Custodian for Grandson under CAUTMA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 X Direct
No 4 S Direct
No 4 J Indirect By ESOP
No 4 J Indirect By ESOP
No 4 J Indirect By ESOP
No 4 J Indirect As custodian for grandson under CAUTMA
No 4 J Indirect As Custodian for Grandson under CAUTMA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2019-02-05 8,000 $11.13 8,000 $11.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-04-01 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $16.55 2020-04-01 3,500 3,500 Direct
Common Stock Stock Options (Right to buy) $19.00 2021-04-01 3,300 3,300 Direct
Common Stock Stock Options (Right to buy) $19.09 2022-04-02 5,300 5,300 Direct
Common Stock Stock Options (Right to buy) $19.68 2023-04-01 3,200 3,200 Direct
Common Stock Stock Options (Right to Buy) $22.94 2024-04-01 3,100 3,100 Direct
Common Stock Stock Options (Right to buy) $25.38 2025-03-02 5,200 5,200 Direct
Common Stock Stock Options (Right to buy) $24.83 2026-03-01 5,280 5,280 Direct
Common Stock Stock Options (Right to buy) $34.80 2027-03-01 3,520 3,520 Direct
Common Stock Stock Options (Right to buy) $33.58 2028-03-01 3,920 3,920 Direct
Common Stock Stock Options (Right to buy) $33.58 2028-03-01 1,900 1,900 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-04-01 3,500 3,500 Direct
2021-04-01 3,300 3,300 Direct
2022-04-02 5,300 5,300 Direct
2023-04-01 3,200 3,200 Direct
2024-04-01 3,100 3,100 Direct
2025-03-02 5,200 5,200 Direct
2026-03-01 5,280 5,280 Direct
2027-03-01 3,520 3,520 Direct
2028-03-01 3,920 3,920 Direct
2028-03-01 1,900 1,900 Direct
Footnotes
  1. On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 9,555 additional shares of common stock.
  2. Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
  3. On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 5,611.7184 additional shares of common stock.
  4. On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 279 additional shares of common stock.
  5. On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 275 additional shares of common stock.
  6. Exercisable 20% per year beginning on first anniversary date of grant
  7. This option was previously reported as covering 4,000 shares at an exercise price of $22.25 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  8. This option was previously reported as covering 1,750 shares at an exercise price of $33.10 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  9. This option was previously reported as covering 1,650 shares at an exercise price of $38.00 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  10. This option was previously reported as covering 2,650 shares at an exercise price of $38.18 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  11. This option was previously reported as covering 1,600 shares at an exercise price of $39.35 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  12. This option was previously reported as covering 1,550 shares at an exercise price of $45.88 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  13. This option was previously reported as covering 2,600 shares at an exercise price of $50.75 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  14. Exercisable 33% per year beginning on first anniversary date of grant
  15. This option was previously reported as covering 2,640 shares at an exercise price of $49.65 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  16. This option was previously reported as covering 1,760 shares at an exercise price of $69.60 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  17. This option was previously reported as covering 1,960 shares at an exercise price of $67.15 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
  18. Exercisable 33% immediately, then 33% per year on first anniversary date of grant.
  19. This option was previously reported as covering 950 shares at an exercise price of $67.15 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.