Filing Details
- Accession Number:
- 0001012975-19-000133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-06 16:19:43
- Reporting Period:
- 2019-02-05
- Accepted Time:
- 2019-02-06 16:19:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1278021 | Marketaxess Holdings Inc | MKTX | Security Brokers, Dealers & Flotation Companies (6211) | 522230784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296971 | John Steinhardt | C/O Marketaxess Holdings Inc. 299 Park Avenue New York NY 10171 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.003 Per Share | Acquisiton | 2019-02-05 | 3,187 | $10.77 | 24,899 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.003 Per Share | Disposition | 2019-02-05 | 3,187 | $215.62 | 21,712 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-02-05 | 3,187 | $0.00 | 3,187 | $10.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-30 | No | 4 | M | Direct |
Footnotes
- The stock options were fully exercisable.
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