Filing Details

Accession Number:
0001209191-19-007711
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-02-06 16:10:58
Reporting Period:
2018-08-29
Accepted Time:
2019-02-06 16:10:58
Original Submission Date:
2018-08-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123494 Harvard Bioscience Inc HBIO Laboratory Analytical Instruments (3826) 043306140
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400121 W James Green C/O Harvard Bioscience, Inc.
84 October Hill Road
Holliston MA 01746
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-29 2,500 $5.74 159,812 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $5.73 to $5.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes (a) a deferred stock award of 18,100 restricted stock units which fully vest on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders after May 17, 2018, immediately prior to the commencement of such meeting, and (ii) May 17, 2019; (b) a deferred stock award of 11,250 restricted stock units which vest quarterly in equal installments on September 30, 2018 and December 31, 2018; and (c) 130,462 shares of common stock held by the Reporting Person.
  3. This amendment is being filed to correct an administrative error by which 5,625 shares were inadvertently omitted from this amount in the reporting person's Form 4 filed on August 30, 2018 and subsequently omitted from the Form 4 filed on January 3, 2019.