Filing Details
- Accession Number:
- 0001124796-19-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-05 19:32:00
- Reporting Period:
- 2019-02-01
- Accepted Time:
- 2019-02-05 19:32:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-01 | 500 | $0.75 | 13,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-01 | 807 | $0.75 | 13,807 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-01 | 1,307 | $19.84 | 12,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-04 | 193 | $0.75 | 12,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-04 | 193 | $20.00 | 12,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-01 | 500 | $0.00 | 500 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-01 | 807 | $0.00 | 807 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-04 | 193 | $0.00 | 193 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,000 | 2025-06-27 | No | 4 | M | Direct | |
| 30,841 | 2015-02-26 | No | 4 | M | Direct | |
| 30,648 | 2015-02-26 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $19.30 to $20.0 per share. The weighted average price per share was $19.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested
- This option became fully vested and exercisable on February 26, 2016.
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