Filing Details

Accession Number:
0001124796-19-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-05 19:32:00
Reporting Period:
2019-02-01
Accepted Time:
2019-02-05 19:32:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124796 Nlight Inc. LASR Semiconductors & Related Devices (3674) 912066376
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1738243 Robert Martinsen 5408 Ne 88Th Street
Building E
Vancouver WA 98665
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-01 500 $0.75 13,000 No 4 M Direct
Common Stock Acquisiton 2019-02-01 807 $0.75 13,807 No 4 M Direct
Common Stock Disposition 2019-02-01 1,307 $19.84 12,500 No 4 S Direct
Common Stock Acquisiton 2019-02-04 193 $0.75 12,693 No 4 M Direct
Common Stock Disposition 2019-02-04 193 $20.00 12,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-02-01 500 $0.00 500 $0.75
Common Stock Stock Option (Right to Buy) Disposition 2019-02-01 807 $0.00 807 $0.75
Common Stock Stock Option (Right to Buy) Disposition 2019-02-04 193 $0.00 193 $0.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,000 2025-06-27 No 4 M Direct
30,841 2015-02-26 No 4 M Direct
30,648 2015-02-26 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The reported transaction involves sale transactions from $19.30 to $20.0 per share. The weighted average price per share was $19.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
  3. One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested
  4. This option became fully vested and exercisable on February 26, 2016.