Filing Details
- Accession Number:
- 0001225208-19-001792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-05 16:16:55
- Reporting Period:
- 2019-02-01
- Accepted Time:
- 2019-02-05 16:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268619 | Stephen Cook | 1290 Avenue Of The Americas New York NY 10104 | Evp, Sales And Automotive | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-01 | 94,065 | $0.00 | 1,445,007 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-02-01 | 14,388 | $5.83 | 1,430,619 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-02-05 | 100,000 | $1.64 | 1,530,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-02-05 | 50,000 | $2.48 | 1,580,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-05 | 30,094 | $6.10 | 1,550,525 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-05 | 56,118 | $6.13 | 1,494,407 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-05 | 63,788 | $6.15 | 1,430,619 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-02-01 | 461,670 | $5.98 | 461,670 | $5.98 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-05 | 50,000 | $2.48 | 50,000 | $2.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-02-05 | 100,000 | $1.64 | 100,000 | $1.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 461,670 | 2020-02-01 | 2029-02-01 | No | 4 | A | Direct |
| 800,000 | 2013-08-14 | 2022-08-14 | No | 4 | M | Direct |
| 0 | 2012-08-23 | 2021-08-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,055 | Indirect | By 401(k) Plan |
Footnotes
- Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.
- Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
- Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.
Billionaire Hedge Funds
