Filing Details

Accession Number:
0001079023-11-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 14:38:47
Reporting Period:
2011-03-01
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 14:38:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1079023 Varian Semiconductor Equipment Associates Inc VSEA Special Industry Machinery, Nec (3559) 770501994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192445 J Robert Halliday 35 Dory Road
Gloucester MA 01930
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-01 8,181 $17.08 83,149 No 4 M Direct
Common Stock Disposition 2011-03-01 8,181 $47.00 74,968 No 4 S Direct
Common Stock Acquisiton 2011-03-01 1,169 $18.42 76,137 No 4 M Direct
Common Stock Disposition 2011-03-01 1,169 $47.00 74,968 No 4 S Direct
Common Stock Disposition 2011-03-01 6,568 $47.00 68,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-01 8,181 $47.00 8,181 $17.08
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-03-01 1,169 $47.00 1,169 $18.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,269 2009-11-24 2015-11-24 No 4 M Direct
9,350 2010-02-26 2016-02-26 No 4 M Direct
Footnotes
  1. The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
  2. The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.