Filing Details

Accession Number:
0001683168-19-000249
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-04 16:05:12
Reporting Period:
2019-01-31
Accepted Time:
2019-02-04 16:05:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587599 J. Stefan Murry C/O Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2019-01-31 190 $17.32 62,065 No 4 F Direct
Common Stock, $.001 Par Value Disposition 2019-02-01 1,000 $17.37 61,065 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock award granted on January 30, 2015.
  2. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2018.