Filing Details

Accession Number:
0001567619-19-002190
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-01 21:13:25
Reporting Period:
2019-01-30
Accepted Time:
2019-02-01 21:13:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575793 Energous Corp WATT Radio & Tv Broadcasting & Communications Equipment (3663) 461318953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613480 Cesar Johnston C/O Energous Corporation
3590 North First Street, Suite 210
San Jose CA 95134
Evp, Engineering & Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-30 25,279 $0.00 176,879 No 4 A Direct
Common Stock Disposition 2019-01-30 8,089 $7.40 168,790 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.
  2. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.