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Filing Details

Accession Number:
0001144204-11-012166
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 09:00:07
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 09:00:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320017 Neostem Inc. NBS Services-Misc Health & Allied Services, Nec (8090) 222343568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365035 L Robin Smith C/o Neostem, Inc.
420 Lexington Avenue, Suite 450
New York NY 10170
Chairman Of The Board And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2011-02-28 6,136 $1.28 978,819 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Due to restrictions on Dr. Smith in purchasing common stock of NeoStem, Inc. (the "Company") in the open market and in response to her desire to increase her ownership in the Company, on February 18, 2011, the Board of Directors approved her request to receive her net salary for the period February 16, 2011 through May 15, 2011 through the issuance to her by the Company of shares of its common stock at the then market price.