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Home > Insider Trading > Filing (0001144204-11-012166)

Filing Details

Accession Number:: 0001144204-11-012166
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-02 09:00:07
Reporting Period:: 2011-02-28

Filing Date:: 2011-03-02
Accepted Time:: 2011-03-02 09:00:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
320017	Neostem Inc.	NBS	Services-Misc Health & Allied Services, Nec (8090)	222343568

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365035	L Robin Smith	C/O Neostem, Inc. 420 Lexington Avenue, Suite 450 New York NY 10170	Chairman Of The Board And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2011-02-28	6,136	$1.28	978,819	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Due to restrictions on Dr. Smith in purchasing common stock of NeoStem, Inc. (the "Company") in the open market and in response to her desire to increase her ownership in the Company, on February 18, 2011, the Board of Directors approved her request to receive her net salary for the period February 16, 2011 through May 15, 2011 through the issuance to her by the Company of shares of its common stock at the then market price.