Filing Details
- Accession Number:
- 0001181431-11-014260
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 20:19:32
- Reporting Period:
- 2011-02-25
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 20:19:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171298 | Solta Medical Inc | SLTM | Electromedical & Electrotherapeutic Apparatus (3845) | 680373593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379084 | Clint Carnell | C/O Solta Medical, Inc. 25881 Industrial Boulevard Hayward CA 94545 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-25 | 8,570 | $1.00 | 192,085 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-25 | 45,803 | $1.90 | 237,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-25 | 75,178 | $3.13 | 162,710 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 88,930 | $1.00 | 326,972 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 75,332 | $1.90 | 238,042 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 49,999 | $1.91 | 376,971 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-28 | 214,261 | $3.16 | 162,710 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-25 | 8,570 | $0.00 | 8,570 | $1.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-25 | 45,803 | $0.00 | 45,803 | $1.90 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-28 | 88,930 | $0.00 | 88,930 | $1.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-28 | 75,332 | $0.00 | 75,332 | $1.90 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-28 | 49,999 | $0.00 | 49,999 | $1.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 186,430 | 2019-02-27 | No | 4 | M | Direct | |
| 75,332 | 2015-10-05 | No | 4 | M | Direct | |
| 97,500 | 2019-02-27 | No | 4 | M | Direct | |
| 0 | 2015-10-05 | No | 4 | M | Direct | |
| 150,001 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $3.10 to $3.25. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold
- The option becomes exercisable according to the following schedule: 1/48 on 3/31/09 and 1/48 on the last day of each full calendar month thereafter.
- The option is 100% vested and immediately exercisable.
- The option becomes exercisable according to the following schedule: 1/48 on March 31, 2010 and 1/48 on the last day of each full calendar month thereafter.
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