Filing Details

Accession Number:
0000899243-19-001820
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-23 21:26:19
Reporting Period:
2018-07-27
Accepted Time:
2019-01-23 21:26:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1065270 A Bradley Feld 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1116442 Mobius Vi Llc 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1135833 Mobius Technology Ventures Vi Lp 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1135834 P L Vi Fund Side Ventures Technology Mobius 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1135836 P L Vi Fund Advisors Ventures Technology Mobius 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1135837 P L Vi Ventures S U Softbank 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
1248191 A Jason Mendelson 1050 Walnut Street, Suite 210
Boulder CO 80302
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-01-18 1,423,663 $0.00 1,423,663 No 4 C Indirect Mobius Technology Ventures VI, L.P.
Class A Common Stock Acquisiton 2019-01-18 1,531,414 $0.00 1,531,414 No 4 C Indirect SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock Acquisiton 2019-01-18 58,392 $0.00 58,392 No 4 C Indirect Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock Acquisiton 2019-01-18 55,624 $0.00 55,624 No 4 C Indirect Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock Disposition 2019-01-22 69,558 $11.86 1,354,105 No 4 S Indirect Mobius Technology Ventures VI, L.P.
Class A Common Stock Disposition 2019-01-22 74,603 $11.86 1,456,811 No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock Disposition 2019-01-22 2,845 $11.86 55,547 No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock Disposition 2019-01-22 2,710 $11.86 52,914 No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock Disposition 2019-01-22 46 $12.42 1,354,059 No 4 S Indirect Mobius Technology Ventures VI, L.P.
Class A Common Stock Disposition 2019-01-22 51 $12.42 1,456,760 No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock Disposition 2019-01-22 2 $12.42 55,545 No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock Disposition 2019-01-22 1 $12.42 52,913 No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock Disposition 2019-01-23 21,241 $11.94 1,332,818 No 4 S Indirect Mobius Technology Ventures VI, L.P.
Class A Common Stock Disposition 2019-01-23 22,782 $11.94 1,433,978 No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock Disposition 2019-01-23 869 $11.94 54,676 No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock Disposition 2019-01-23 827 $11.94 52,086 No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Mobius Technology Ventures VI, L.P.
No 4 C Indirect SOFTBANK U.S. Ventures VI L.P.
No 4 C Indirect Mobius Technology Ventures Side Fund VI L.P.
No 4 C Indirect Mobius Technology Ventures Advisors Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures VI, L.P.
No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures VI, L.P.
No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures VI, L.P.
No 4 S Indirect SOFTBANK U.S. Ventures VI L.P.
No 4 S Indirect Mobius Technology Ventures Side Fund VI L.P.
No 4 S Indirect Mobius Technology Ventures Advisors Fund VI L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Series C Convertible Preferred Stock Disposition 2018-07-27 1,358,073 $0.00 1,358,073 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,358,073 $0.00 1,358,073 $0.00
Class B Common Stock Series D Convertible Preferred Stock Disposition 2018-07-27 28,812 $0.00 28,812 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 28,812 $0.00 28,812 $0.00
Class B Common Stock Series E Convertible Preferred Stock Disposition 2018-07-27 36,778 $0.00 36,778 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 36,778 $0.00 36,778 $0.00
Class B Common Stock Series F Convertible Preferred Stock Disposition 2018-07-27 4,180 $0.00 4,180 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 4,180 $0.00 4,180 $0.00
Class B Common Stock Series C Convertible Preferred Stock Disposition 2018-07-27 1,456,582 $0.00 1,456,582 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,456,582 $0.00 1,456,582 $0.00
Class B Common Stock Series D Convertible Preferred Stock Disposition 2018-07-27 30,902 $0.00 30,902 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 30,902 $0.00 30,902 $0.00
Class B Common Stock Series E Convertible Preferred Stock Disposition 2018-07-27 39,446 $0.00 39,446 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 39,446 $0.00 39,446 $0.00
Class B Common Stock Series F Convertible Preferred Stock Disposition 2018-07-27 4,484 $0.00 4,484 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 4,484 $0.00 4,484 $0.00
Class B Common Stock Series C Convertible Preferred Stock Disposition 2018-07-27 55,540 $0.00 55,540 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 55,540 $0.00 55,540 $0.00
Class B Common Stock Series D Convertible Preferred Stock Disposition 2018-07-27 1,178 $0.00 1,178 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,178 $0.00 1,178 $0.00
Class B Common Stock Series E Convertible Preferred Stock Disposition 2018-07-27 1,504 $0.00 1,504 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,504 $0.00 1,504 $0.00
Class B Common Stock Series F Convertible Preferred Stock Disposition 2018-07-27 170 $0.00 170 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 170 $0.00 170 $0.00
Class B Common Stock Series C Convertible Preferred Stock Disposition 2018-07-27 52,908 $0.00 52,908 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 52,908 $0.00 52,908 $0.00
Class B Common Stock Series D Convertible Preferred Stock Disposition 2018-07-27 1,122 $0.00 1,122 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,122 $0.00 1,122 $0.00
Class B Common Stock Series E Convertible Preferred Stock Disposition 2018-07-27 1,432 $0.00 1,432 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-07-27 1,432 $0.00 1,432 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
1,358,073 No 4 C Indirect
0 No 4 C Indirect
1,386,885 No 4 C Indirect
0 No 4 C Indirect
1,423,663 No 4 C Indirect
0 No 4 C Indirect
1,427,843 No 4 C Indirect
0 No 4 C Indirect
1,456,582 No 4 C Indirect
0 No 4 C Indirect
1,487,484 No 4 C Indirect
0 No 4 C Indirect
1,526,930 No 4 C Indirect
0 No 4 C Indirect
1,531,414 No 4 C Indirect
0 No 4 C Indirect
55,540 No 4 C Indirect
0 No 4 C Indirect
56,718 No 4 C Indirect
0 No 4 C Indirect
58,222 No 4 C Indirect
0 No 4 C Indirect
58,392 No 4 C Indirect
0 No 4 C Indirect
52,908 No 4 C Indirect
0 No 4 C Indirect
54,030 No 4 C Indirect
0 No 4 C Indirect
55,462 No 4 C Indirect
Footnotes
  1. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
  4. The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
  5. The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
  6. The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
  7. Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
  8. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.
  9. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.