Filing Details

Accession Number:
0001209191-19-004805
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-22 17:50:11
Reporting Period:
2019-01-17
Accepted Time:
2019-01-22 17:50:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621832 Aqua Metals Inc. AQMS Secondary Smelting & Refining Of Nonferrous Metals (3341) 471169572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1739726 Shariq S. Yosufzai 1010 Atlantic Ave.
Alameda CA 94501
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-17 10,000 $1.90 38,693 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 10,135 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All of these RSU's shall vest and be delivered on March 29, 2019.