Filing Details

Accession Number:
0001126328-19-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-22 16:34:18
Reporting Period:
2019-01-18
Accepted Time:
2019-01-22 16:34:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213419 M Julia Lawler 711 High Street
Des Moines IA 50392
Evp & Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-18 1,000 $50.00 61,920 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,277 Indirect By 401(k) Plan
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018.
  2. Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.