Filing Details

Accession Number:
0001225208-19-001062
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-22 09:28:56
Reporting Period:
2019-01-18
Accepted Time:
2019-01-22 09:28:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1327988 Joseph Richard Freeland 500 Jackson Street
Columbus IN 47201
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2019-01-18 4,500 $0.00 4,500 No 4 G Direct
Common Disposition 2019-01-18 4,500 $150.00 0 No 4 S Direct
Common Disposition 2019-01-18 4,500 $0.00 11,027 No 4 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
No 4 G Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 2,867 Indirect By 401(k) Plan
Common 6,947 Indirect By GRAT #2
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 48,500 48,500 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 16,450 16,450 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 8,150 8,150 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 11,030 11,030 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 22,340 22,340 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 12,290 12,290 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 31,270 31,270 Direct
Common Stock Option (Right-to-Buy) $154.20 2017-07-16 2024-07-16 1,960 1,960 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 26,070 26,070 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 48,500 48,500 Direct
2023-04-02 16,450 16,450 Direct
2021-05-02 8,150 8,150 Direct
2022-04-02 11,030 11,030 Direct
2025-04-02 22,340 22,340 Direct
2024-04-02 12,290 12,290 Direct
2027-04-03 31,270 31,270 Direct
2024-07-16 1,960 1,960 Direct
2028-04-03 26,070 26,070 Direct
Footnotes
  1. Gift to reporting person's directly-held shares from the reporting person's revocable trust.
  2. Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018.
  3. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.