Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-01-17 16:19:13
Reporting Period:
Accepted Time:
2019-01-17 16:19:13
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
887733 Central Garden & Pet Co CENT Wholesale-Miscellaneous Nondurable Goods (5190) 680275553
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057369 Iii Brooks Pennington 1340 Treat Blvd
Suite 600
Walnut Creek CA 94597
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-01 40,040 $0.00 0 No 4 G Indirect by LP
Class A Common Stock Acquisiton 2019-01-15 5,000 $13.75 41,305 No 4 M Direct
Class A Common Stock Disposition 2019-01-15 3,056 $34.55 38,249 No 4 F Direct
Class A Common Stock Disposition 2019-01-16 1,944 $34.70 36,305 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect by LP
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock option (right to buy) Disposition 2019-01-15 5,000 $0.00 5,000 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2019-08-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,876 Indirect by spouse
Class A Common Stock 15,208 Indirect by LLC
Units 1,626 Indirect by 401(k) account
Common Stock 159,950 Direct
Common Stock 6,938 Indirect by spouse
Common Stock 7,604 Indirect by LLC
  1. By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is no longer a member of BPCBLLC and no longer has voting or dispositive power over the shares held by BPCB Partners L.P.
  2. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
  3. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  4. The range of prices for the shares of Class A Common Stock is from $34.46 to $34.86. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
  6. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  7. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
  8. One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.