Filing Details

Accession Number:
0001209191-19-003818
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-15 19:50:55
Reporting Period:
2019-01-11
Accepted Time:
2019-01-15 19:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1124610 Vmware Inc. VMW Services-Prepackaged Software (7372) 943292913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316331 P Patrick Gelsinger 3401 Hillview Avenue
Palo Alto CA 94304
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-01-11 30,095 $69.81 286,929 No 4 M Direct
Class A Common Stock Disposition 2019-01-11 2,600 $145.56 284,329 No 4 S Direct
Class A Common Stock Disposition 2019-01-11 18,058 $146.64 266,271 No 4 S Direct
Class A Common Stock Disposition 2019-01-11 9,437 $147.37 256,834 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right-to-buy) Disposition 2019-01-11 30,095 $0.00 30,095 $69.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,086 2020-07-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 151,869 Indirect by GRAT
Footnotes
  1. Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038.
  2. Price represents weighted average for sales reported. The range of prices for the sales reported is $144.98 through $145.96.
  3. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Price represents weighted average for sales reported. The range of prices for the sales reported is $145.98 through $146.97.
  5. Price represents weighted average for sales reported. The range of prices for the sales reported is $146.98 through $147.90.
  6. The shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on December 31,2018.
  7. Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307.
  8. Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.
  9. The option is fully vested.