Filing Details

Accession Number:
0000894579-19-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-15 11:59:38
Reporting Period:
2019-01-11
Accepted Time:
2019-01-15 11:59:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1717844 Michelle Lauren Basmadjian C/O Octagon Credit Investors, Llc
250 Park Avenue, 15Th Floor
New York NY 10177
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-01-11 4,434 $8.08 9,434 No 4 P Direct
Common Shares Acquisiton 2019-01-14 8,066 $7.99 17,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.06 to $8.10, inclusive. The reporting person undertakes to provide to XAI Octagon Floating Rate & Alternative Income Term Trust, any security holder of XAI Octagon Floating Rate & Alternative Income Term Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.10, inclusive.