Filing Details
- Accession Number:
- 0001553350-19-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-14 17:40:25
- Reporting Period:
- 2019-01-09
- Accepted Time:
- 2019-01-14 17:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487198 | Aspen Group Inc. | ASPU | Services-Educational Services (8200) | 271933597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1499185 | D Ricky Solomon | 276 Fifth Avenue Suite 306 New York NY 10001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-10 | 6,771 | $1.86 | 116,421 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 8,334 | $2.40 | 124,755 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 8,334 | $2.43 | 133,089 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 10,529 | $5.02 | 122,560 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-01-10 | 2,000 | $5.15 | 120,560 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 87,719 | $2.28 | 208,279 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 21,930 | $2.28 | 230,209 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 48,467 | $5.16 | 181,742 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-01-11 | 2,400 | $5.01 | 179,342 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-09 | 6,000 | $5.05 | 9,000 | No | 4 | S | Indirect | Held in IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Held in IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-01-10 | 6,771 | $0.00 | 6,771 | $1.86 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-01-10 | 8,334 | $0.00 | 8,334 | $2.40 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-01-10 | 8,334 | $0.00 | 8,334 | $2.43 |
| Common Stock | Warrants | Disposition | 2019-01-10 | 87,719 | $0.00 | 87,719 | $2.28 |
| Common Stock | Warrants | Disposition | 2019-01-10 | 21,930 | $0.00 | 21,930 | $2.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-04 | 2019-09-04 | No | 4 | M | Direct |
| 0 | 2014-09-16 | 2019-09-16 | No | 4 | M | Direct |
| 0 | 2014-12-11 | 2019-12-11 | No | 4 | M | Direct |
| 0 | 2014-03-10 | 2019-03-10 | No | 4 | M | Direct |
| 0 | 2014-06-24 | 2019-06-24 | No | 4 | M | Direct |
Footnotes
- The Reporting Person cashlessly exercised the stock options which were expiring in 2019. The exercise of the stock options was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
- The Reporting Person cashlessly exercised warrants which were expiring in 2019. The exercise of the warrants was exempt under Rule 16b-6 and the disposition of shares to the Issuer was pre-approved in advance by the Issuer's Board of Directors as required by Rule 16b-3.
Billionaire Hedge Funds
