Filing Details

Accession Number:
0001209191-19-003563
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-14 16:41:43
Reporting Period:
2019-01-11
Accepted Time:
2019-01-14 16:41:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578804 Adam John Zangerle C/O Rutherford House, Stephensons Way
Chaddesden
Derby X0 DE21 6LY
Sr. Vp, Gen Counsel, And Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 10 Pence Par Value Acquisiton 2019-01-11 1,750 $36.09 32,546 No 4 M Direct
Ordinary Shares, 10 Pence Par Value Disposition 2019-01-11 1,750 $110.00 30,796 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2019-01-11 1,750 $0.00 1,750 $36.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-05-31 No 4 M Direct
Footnotes
  1. This exercise and sale of a total of 1,750 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 9, 2018.
  2. 19,136 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on May 28, 2019; 4,000 on October 1, 2019; 2,500 on June 1, 2020; 6,000 on June 1, 2021 and 3,636 on May 31, 2022.
  3. This option to purchase 3,500 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,500 STERIS common shares for $36.09 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.