Filing Details
- Accession Number:
- 0001567619-19-001061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-11 18:45:34
- Reporting Period:
- 2019-01-09
- Accepted Time:
- 2019-01-11 18:45:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1600033 | E.l.f. Beauty Inc. | ELF | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 464464131 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1684319 | P. John Bailey | C/O E.l.f. Beauty, Inc. 570 10Th Street Oakland CA 94607 | President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2019-01-09 | 21,475 | $1.84 | 365,313 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2019-01-09 | 21,475 | $9.76 | 343,838 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2019-01-09 | 65,125 | $9.76 | 125,925 | No | 4 | S | Indirect | By the Bailey Family Trust dated April 3, 2015 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By the Bailey Family Trust dated April 3, 2015 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-09 | 21,475 | $1.84 | 21,475 | $1.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,655 | 2025-08-12 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Includes 33,308 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU upon the vesting thereof.
- The transaction was executed in multiple trades in prices ranging from $9.54 to $10.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The transaction was executed in multiple trades in prices ranging from $9.55 to $10.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option was previously granted with vesting dependent upon the achievement of performance milestones, such milestones were subsequently met, and the option is now fully vested and immediately exercisable.
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