Filing Details

Accession Number:
0001179110-19-000693
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-11 16:18:54
Reporting Period:
2019-01-09
Accepted Time:
2019-01-11 16:18:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1219120 Advent Claymore Convertible Securities & Income Fund AVK () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251345 V Tracy Maitland 888 7Th Avenue
31St Floor
New York NY 10019
Chairman, President & Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-09 15,000 $13.53 156,250 No 4 P Indirect By Advent Capital Management, LLC. See Footnotes.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Advent Capital Management, LLC. See Footnotes.
Footnotes
  1. Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
  2. Totals include 41,250 shares which are directly held by Mr. Maitland.