Filing Details
- Accession Number:
- 0001375151-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-11 16:07:02
- Reporting Period:
- 2019-01-10
- Accepted Time:
- 2019-01-11 16:07:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247666 | J Stephen Farr | C/O Zogenix, Inc. 5858 Horton Street, Suite 455 Emeryville CA 94608 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-10 | 312 | $20.00 | 52,259 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 312 | $45.00 | 51,947 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 35,001 | $10.35 | 86,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 35,001 | $45.00 | 51,947 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-01-10 | 55,000 | $10.20 | 106,947 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-10 | 55,000 | $45.00 | 51,947 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-10 | 312 | $0.00 | 312 | $20.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-10 | 35,001 | $0.00 | 35,001 | $10.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-01-10 | 55,000 | $0.00 | 55,000 | $10.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2019-08-31 | No | 4 | M | Direct | |
| 164,999 | 2026-03-13 | No | 4 | M | Direct | |
| 110,000 | 2027-03-13 | No | 4 | M | Direct |
Footnotes
- The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- The option award was granted on September 1, 2009 and vests in a series of twenty-four (24) successive, equal monthly installments beginning on the one-month anniversary of the grant date, subject to the Reporting Person's continued service to the Company on each applicable vesting date.
- The option award was granted on March 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on the one-month anniversary of the grant date, subject to the Reporting Person's continued service to the Company on each applicable vesting date.
- The option award was granted on March 14, 2017 and vests in a series of forty-eight (48) successive, equal monthly installments beginning with the one-month anniversary of the grant date, subject to the Reporting Person's continued service to the Company on each applicable vesting date.
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