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Filing Details

Accession Number:: 0001312322-19-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-10 17:28:24
Reporting Period:: 2019-01-08

Accepted Time:: 2019-01-10 17:28:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1312322	Jennifer Pileggi	C/O Zuora, Inc. 3050 South Delaware Street, Suite 301 San Mateo CA 94403	Svp, Gc And Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-01-08	10,000	$0.00	10,000	No	4	C	Direct
Class A Common Stock	Disposition	2019-01-08	10,000	$19.67	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2019-01-08	10,000	$0.00	10,000	$3.34
Class A Common Stock	Class B Common Stock	Acquisiton	2019-01-08	10,000	$0.00	10,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-01-08	10,000	$0.00	10,000	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
100,000	2025-07-16	No	4	M	Direct
10,000		No	4	M	Direct
0		No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	50,000	Indirect	By The Bradley and Jennifer Pileggi Trust

Footnotes

Represents the number of shares that were acquired by the Reporting Person upon conversion of the shares of Class B Common Stock into Class A Common Stock in connection with the exercise of the stock option listed in Table II.
This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
Represents the weighted average sale price. The lowest price at which shares were sold was $19.32 and the highest price at which shares were sold was $19.90. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is trustee.
The option vests as to 1/4 of the shares on the anniversary of the June 8, 2015 vesting commencement date, and then 1/48 of the total shares vest monthly thereafter, with 100% of the total shares vested on June 8, 2019, subject to the Reporting Person's provision of service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.
Each share of the Issuer's Class B Common Stock will convert into 1 share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date.