Filing Details
- Accession Number:
- 0001730168-19-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-09 17:26:46
- Reporting Period:
- 2019-01-07
- Accepted Time:
- 2019-01-09 17:26:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225000 | Donald Macleod | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2019-01-07 | 5,223 | $62.47 | 59,788 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-01-07 | 5,223 | $233.65 | 54,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Stock Option (Right to Buy) | Disposition | 2019-01-07 | 5,223 | $0.00 | 5,223 | $62.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-04-08 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 807 Restricted Stock Units.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
