Filing Details
- Accession Number:
- 0001179110-11-003738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-01 16:50:01
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-01
- Accepted Time:
- 2011-03-01 16:50:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387632 | Manhattan Bancorp | MNHN | National Commercial Banks (6021) | 205344927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501243 | J Christopher Growney | 2141 Rosecrans Avenue Suite 1160 El Segundo CA 90245 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-01 | 7,000 | $5.90 | 72,450 | No | 4 | P | Indirect | By Caribou Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Caribou Holdings LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Emmployee Stock Option (right to buy) | Acquisiton | 2007-08-10 | 0 | $0.00 | 15,000 | $10.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2007-12-13 | 0 | $0.00 | 2,750 | $9.25 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2008-11-20 | 0 | $0.00 | 6,000 | $8.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-06-24 | 0 | $0.00 | 4,833 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2017-08-10 | No | 4 | P | Direct | |
| 2,750 | 2017-12-13 | No | 4 | P | Direct | |
| 6,000 | 2018-12-20 | No | 4 | P | Direct | |
| 4,833 | 2020-06-24 | No | 4 | P | Direct |
Footnotes
- This option vests in three equal annual installments beginning on August 10, 2008.
- This option vests in three annual installments beginning on December 13, 2008.
- This option vests in three annual installments beginning on November 20, 2009.
- This option vests in three equal installments beginning on June 24, 2011.
Billionaire Hedge Funds
