Filing Details

Accession Number:
0001114331-19-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-07 20:37:53
Reporting Period:
2019-01-03
Accepted Time:
2019-01-07 20:37:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114331 B Robert Hammond C/O Resonant Inc.
175 Cremona Drive, Suite 200
Goleta CA 93117
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-01-03 3,309 $1.43 464,906 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
  2. This transaction was executed in multiple trades at prices ranging from $1.39 to $1.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.