Filing Details

Accession Number:
0001567619-19-000595
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 17:09:59
Reporting Period:
2019-01-02
Accepted Time:
2019-01-04 17:09:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Plc PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1738830 Ademir Sarcevic 5500 Wayzata Blvd., Suite 800
Golden Valley MN 55416
Svp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares - Restricted Stock Units Acquisiton 2019-01-02 1,754 $0.00 8,791 No 4 A Direct
Common Shares Disposition 2019-01-02 733 $37.77 1,287 No 4 F Direct
Common Shares Disposition 2019-01-03 1,287 $37.61 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (right to buy) Acquisiton 2019-01-02 7,732 $0.00 7,732 $37.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,732 2029-01-02 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 227 Indirect By ESOP
Footnotes
  1. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
  2. End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
  3. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
  4. Shares surrendered to pay taxes applicable to vesting of restricted stock units.
  5. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.
  6. Since the date of the reporting person's last ownership report, the reporting person transferred 232.7157 common shares held by the ESOP to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
  7. Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
  8. One-third of the stock options become exercisable on the first, second and third anniversary of the grant.