Filing Details

Accession Number:
0001127602-19-001360
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 17:04:10
Reporting Period:
2017-11-20
Accepted Time:
2019-01-04 17:04:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495362 C John Fowler C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-11-20 10,908 $21.77 102,833 No 4 S Indirect As Trustee - HRQ 2010 Tr
Class A Common Stock Disposition 2017-11-22 56,569 $21.83 46,264 No 4 S Indirect As Trustee - HRQ 2010 Tr
Class A Common Stock Disposition 2017-11-28 24,039 $21.88 22,225 No 4 S Indirect As Trustee - HRQ 2010 Tr
Class A Common Stock Disposition 2017-11-29 22,225 $21.86 0 No 4 S Indirect As Trustee - HRQ 2010 Tr
Class A Common Stock Acquisiton 2019-01-01 9,058 $0.00 118,878 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect As Trustee - HRQ 2010 Tr
No 4 S Indirect As Trustee - HRQ 2010 Tr
No 4 S Indirect As Trustee - HRQ 2010 Tr
No 4 S Indirect As Trustee - HRQ 2010 Tr
No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 1,125 1,125 Indirect
Class A Common Stock Class B Common Stock $0.00 1,125 1,125 Indirect
Class A Common Stock Class B Common Stock $0.00 1,125 1,125 Indirect
Class A Common Stock Stock Options (Right to Buy) $29.37 2019-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2020-12-31 34,218 34,218 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,125 1,125 Indirect
1,125 1,125 Indirect
1,125 1,125 Indirect
2019-01-31 30,000 30,000 Direct
2020-12-31 34,218 34,218 Direct
Footnotes
  1. As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
  3. Includes 175 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted
  4. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  5. As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  7. As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  8. All options are fully vested and currently exercisable.