Filing Details

Accession Number:
0001398344-19-000222
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-04 16:06:45
Reporting Period:
2019-01-02
Accepted Time:
2019-01-04 16:06:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880406 Herzfeld Caribbean Basin Fund Inc CUBA () 650396889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310710 J Thomas Herzfeld The Herzfeld Caribbean Basin Fund Inc
119 Washington Avenue, Suite 504
Miami Beach FL 33139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-28 7,292 $5.04 490,547 No 4 J Direct
Common Stock Acquisiton 2018-12-28 1,971 $4.85 492,518 No 4 J Direct
Common Stock Acquisiton 2019-01-02 5,600 $4.97 498,118 No 4 P Direct
Common Stock Acquisiton 2019-01-03 10,400 $4.99 508,518 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Dividend Reinvestment