Filing Details
- Accession Number:
- 0001156375-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-03 17:46:39
- Reporting Period:
- 2019-01-02
- Accepted Time:
- 2019-01-03 17:46:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485050 | W. John Pietrowicz | 20 S. Wacker Drive Chicago IL 60606 | Sr Md Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2019-01-02 | 12,060 | $54.30 | 44,780 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2019-01-02 | 12,060 | $186.90 | 32,720 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2019-01-02 | 1,740 | $62.83 | 34,460 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2019-01-02 | 1,740 | $186.90 | 32,720 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2019-01-02 | 4,160 | $56.87 | 36,880 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2019-01-02 | 4,160 | $186.98 | 32,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-02 | 12,060 | $0.00 | 12,060 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-02 | 4,160 | $0.00 | 4,160 | $56.87 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2019-01-02 | 1,740 | $0.00 | 1,740 | $62.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 0 | 2013-09-15 | 2019-09-15 | No | 4 | M | Direct |
| 0 | 2014-03-15 | 2020-03-15 | No | 4 | M | Direct |
Footnotes
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- On January 2, 2019, Mr. Pietrowicz sold an aggregate of 13,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.04 to $186.99 and $187.00 to $187.69. The Company maintains a record of the transactions and copies will be provided upon request.
- On January 2, 2019, Mr. Pietrowicz sold an aggregate of 4,160 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.25 to $186.97 and $187.00 to $187.65. The Company maintains a record of the transactions and copies will be provided upon request.
- As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
- As of 3/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
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