Filing Details
- Accession Number:
- 0001144204-19-000425
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-03 16:58:52
- Reporting Period:
- 2019-01-01
- Accepted Time:
- 2019-01-03 16:58:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606163 | Limbach Holdings Inc. | LMB | Construction - Special Trade Contractors (1700) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679795 | L. Kristopher Thorne | 1251 Waterfront Pl, Ste 201 Pittsburgh PA 15222 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-01 | 2,000 | $0.00 | 0 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-01-01 | 2,000 | $0.00 | 13,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-01 | 1,450 | $3.68 | 11,755 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-01-01 | 2,000 | $0.00 | 2,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-01-01 | 2,000 | $0.00 | 2,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,833 | No | 4 | M | Direct | ||
| 16,833 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued employment through the applicable vesting date.
- This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued employment through the applicable vesting date.
- Represents shares sold to cover withholding taxes due on vesting of the RSUs.
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