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Filing Details

Accession Number:
0001209191-19-000418
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-02 18:06:16
Reporting Period:
2018-12-28
Accepted Time:
2019-01-02 18:06:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405073 Approach Resources Inc AREX Crude Petroleum & Natural Gas (1311) 510424817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594869 Sergei Krylov One Ridgmar Centre
6500 West Freeway, Suite 800
Fort Worth TX 76116
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-28 18,921 $0.93 627,953 No 4 S Direct
Common Stock Disposition 2018-12-31 27,135 $0.00 600,817 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for year-end tax planning purposes.
  2. This transaction was executed in multiple trades at prices ranging from $0.91 to $0.99. The price reported in Table I reflects the weighted average sale price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
  3. Represents the tax liability on December 31, 2018 satisfied by withholding 27,135 shares incident to the vesting of securities under a Restricted Stock Award Agreement dated March 7, 2017 between the Reporting Person and the Issuer.