Filing Details
- Accession Number:
- 0001209191-19-000418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-02 18:06:16
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2019-01-02 18:06:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405073 | Approach Resources Inc | AREX | Crude Petroleum & Natural Gas (1311) | 510424817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594869 | Sergei Krylov | One Ridgmar Centre 6500 West Freeway, Suite 800 Fort Worth TX 76116 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-12-28 | 18,921 | $0.93 | 627,953 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-12-31 | 27,135 | $0.00 | 600,817 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for year-end tax planning purposes.
- This transaction was executed in multiple trades at prices ranging from $0.91 to $0.99. The price reported in Table I reflects the weighted average sale price of such trades. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which each transaction was effected.
- Represents the tax liability on December 31, 2018 satisfied by withholding 27,135 shares incident to the vesting of securities under a Restricted Stock Award Agreement dated March 7, 2017 between the Reporting Person and the Issuer.
Billionaire Hedge Funds
