Filing Details

Accession Number:
0001493152-18-018019
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-27 19:22:11
Reporting Period:
2018-12-21
Accepted Time:
2018-12-27 19:22:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720762 Non Invasive Monitoring Systems Inc NIMU Electromedical & Electrotherapeutic Apparatus (3845) 592007840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost 4400 Biscayne Boulevard
Miami FL 33137-3227
No No Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Boulevard
Miami FL 33137-3227
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2018-12-21 7,142,857 $0.07 22,142,857 No 4 P Indirect Frost Gamma Investments Trust
Common Stock, $0.01 Par Value Per Share Acquisiton 2018-12-21 26,212,468 $0.07 48,355,325 No 4 P Indirect Frost Gamma Investments Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Frost Gamma Investments Trust
No 4 P Indirect Frost Gamma Investments Trust
Footnotes
  1. The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  2. Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.