Filing Details

Accession Number:
0001225208-18-017049
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-27 16:52:53
Reporting Period:
2018-12-24
Accepted Time:
2018-12-27 16:52:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296479 W Walter Bettinger 211 Main Street
San Francisco CA 94105
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-24 93,090 $39.09 335,093 No 4 P Direct
Common Stock Acquisiton 2018-12-26 31,579 $37.97 366,672 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,039 Indirect by ESOP
Common Stock 1,277 Indirect by ESPP
Common Stock 2,319 Indirect By Spouse
Footnotes
  1. The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $38.87 to $39.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $37.885 to $38.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.