Filing Details

Accession Number:
0001288847-18-000175
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-27 16:12:32
Reporting Period:
2018-12-24
Accepted Time:
2018-12-27 16:12:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305625 Scott Welch C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon, CA 94583
Evp, Cloud Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-24 1,031 $16.25 63,830 No 4 M Direct
Common Stock Disposition 2018-12-24 1,031 $39.57 62,799 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-12-24 1,031 $0.00 1,031 $16.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,817 2027-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,325 Indirect by Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 to $40.36, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 23, 2017.