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Filing Details

Accession Number:
0001387131-18-007031
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-26 20:43:18
Reporting Period:
2018-12-21
Accepted Time:
2018-12-26 20:43:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422183 Fs Kkr Capital Corp FSK () 261630040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438253 C. Michael Forman C/o Fs Kkr Capital Corp.
201 Rouse Boulevard
Philadelphia PA 19112
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-12-21 197,998 $5.15 197,998 No 4 S Indirect By Trust
Common Stock Acquisiton 2018-12-21 197,998 $5.15 197,998 No 4 P Indirect By MCFDA SCV LLC
Common Stock Disposition 2018-12-21 924,609 $5.15 924,609 No 4 S Indirect By Franklin Square Holdings, L.P.
Common Stock Acquisiton 2018-12-21 924,609 $5.15 924,609 No 4 P Indirect By FSH Seed Capital Vehicle I LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 P Indirect By MCFDA SCV LLC
No 4 S Indirect By Franklin Square Holdings, L.P.
No 4 P Indirect By FSH Seed Capital Vehicle I LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,973 Indirect By Spouse
Common Stock 3,512 Indirect By Trust FBO Minor Children
Common Stock 12,396 Indirect In 401(k) Account
Common Stock 8,491 Indirect In IRA Account
Footnotes
  1. In connection with a financing transaction, the shares of Common Stock were contributed by The 2011 Forman Investment Trust to MCFDA SCV LLC ("SCV"), a special purpose financing vehicle of which The 2011 Forman Investment Trust is a member and the reporting person is the manager, in exchange for an interest in SCV, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust and SCV that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. In connection with a financing transaction, the shares of Common Stock were contributed by Franklin Square Holdings, L.P. to FSH Seed Capital Vehicle I LLC ("Newco"), a wholly-owned special purpose financing subsidiary of Franklin Square Holdings, L.P., in exchange for an interest in Newco, at a price equal to $5.15 per share. The reporting person disclaims beneficial ownership of any shares held by Franklin Square Holdings, L.P. and Newco that exceed his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Includes shares received through stock distributions and shares received on account of reinvested distributions.