Filing Details

Accession Number:
0001387467-18-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-21 18:19:56
Reporting Period:
2018-12-20
Accepted Time:
2018-12-21 18:19:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511393 F Mike Chang 475 Oakmead Parkway
Sunnyvale CA 94085
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-12-20 8,700 $9.98 4,212,428 No 4 P Direct
Common Shares Acquisiton 2018-12-21 22,618 $9.84 4,235,046 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 5, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.94 to $10.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
  3. Includes an aggregate of 449,246 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, March 15, 2018, and July 1, 2018, which will be issued as such units vest in accordance with their terms.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.67 to $10.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.