Filing Details

Accession Number:
0000899243-18-031590
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-21 16:15:22
Reporting Period:
2018-12-20
Accepted Time:
2018-12-21 16:15:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
906780 Empire Resorts Inc NYNY Retail-Eating & Drinking Places (5810) 133714474
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315915 R Emanuel Pearlman 350 East 79Th Street
New York NY 10075
Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share Disposition 2018-12-20 1,000 $8.96 134,722 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $8.88 to $9.05, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.