Filing Details

Accession Number:
0001437749-18-022514
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-21 16:05:33
Reporting Period:
2018-12-19
Accepted Time:
2018-12-21 16:05:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358356 Limestone Bancorp Inc. LMST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949197 Kirk W Wycoff 2500 Eastpoint Pkwy
Louisville KY 40223
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2018-12-19 25,100 $13.25 186,150 No 4 P Indirect By limited partnership
Common Shares Acquisiton 2018-12-20 8,691 $13.00 194,841 No 4 P Indirect By limited partnership
Common Shares Acquisiton 2018-12-20 2,803 $13.10 197,644 No 4 P Indirect By limited partnership
Common Shares Acquisiton 2018-12-20 74,900 $13.25 272,544 No 4 P Indirect By limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By limited partnership
No 4 P Indirect By limited partnership
No 4 P Indirect By limited partnership
No 4 P Indirect By limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 118,542 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Non-voting Common Shares $0.00 1,000,000 1,000,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,000,000 1,000,000 Indirect
Footnotes
  1. Represents transactions by Patriot Financial Partners III, L.P. The reporting person disclaims beneficial ownership of the 261,494 common shares and the 1.0 million nonvoting common shares beneficially owned by Patriot Financial Partners III, L.P., and the 11,050 common shares beneficially owned by Patriot Financial Manager, L.P. except to the extent of his pecuniary interest therein
  2. Non-voting common shares contain an automatic conversion feature as follows: Each issued and outstanding Non-Voting Common Share shall automatically be converted into one (1) Common Share (the "Conversion Rate") upon the transfer of such Non-Voting Common Share (or any security convertible to or exercisable for such Non-Voting Common Share) in (a) a widespread public distribution, including pursuant to a registration statement filed with and declared effective by the SEC or pursuant to Rule 144 under the Securities Act, (b) a transfer in which no transferee (or group of associated transferees) would receive more than 2% of any class of Voting Securities or (c) a transfer to a transferee that controls more than 50% of the Voting Securities without any transfer from the transferor. The foregoing automatic conversion may occur as to some or all of the Non-Voting Common Shares held by any holder.