Filing Details

Accession Number:
0000921895-18-003369
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-21 15:51:17
Reporting Period:
2018-12-19
Accepted Time:
2018-12-21 15:51:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
934549 Acacia Research Corp ACTG Patent Owners & Lessors (6794) 954405754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1712316 Jr. Victor Alfred Tobia 767 3Rd Avenue
15Th Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-19 3,071 $2.94 239,434 No 4 P Indirect By Sidus Investment Management, LLC
Common Stock Acquisiton 2018-12-20 4,094 $2.93 243,528 No 4 P Indirect By Sidus Investment Management, LLC
Common Stock Acquisiton 2018-12-19 2,291 $2.94 180,248 No 4 P Indirect By Sidus Investment Partners, L.P.
Common Stock Acquisiton 2018-12-20 3,055 $2.93 183,303 No 4 P Indirect By Sidus Investment Partners, L.P.
Common Stock Acquisiton 2018-12-19 6,612 $2.94 514,947 No 4 P Indirect By Sidus Double Alpha Fund, L.P.
Common Stock Acquisiton 2018-12-20 8,816 $2.93 523,763 No 4 P Indirect By Sidus Double Alpha Fund, L.P.
Common Stock Acquisiton 2018-12-19 3,026 $2.94 235,717 No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
Common Stock Acquisiton 2018-12-20 4,035 $2.93 239,752 No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sidus Investment Management, LLC
No 4 P Indirect By Sidus Investment Management, LLC
No 4 P Indirect By Sidus Investment Partners, L.P.
No 4 P Indirect By Sidus Investment Partners, L.P.
No 4 P Indirect By Sidus Double Alpha Fund, L.P.
No 4 P Indirect By Sidus Double Alpha Fund, L.P.
No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
No 4 P Indirect By Sidus Double Alpha Fund, Ltd.
Footnotes
  1. Shares of common stock held in an account for which Sidus Investment Management, LLC ("Sidus Management") serves as a sub-advisor (the "Managed Account"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the sub-advisor to the Managed Account, may be deemed to beneficially own the shares of common stock directly held in the Managed Account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  2. Shares of common stock owned directly by Sidus Investment Partners, L.P. ("Sidus Partners"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Partners, may be deemed to beneficially own the shares of common stock directly held by Sidus Partners for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  3. Shares of common stock owned directly by Sidus Double Alpha Fund, L.P. ("Sidus Double Alpha"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  4. Shares of common stock owned directly by Sidus Double Alpha Fund, Ltd. ("Sidus Double Alpha Offshore"). The Reporting Person, solely by virtue of his position as a managing member of Sidus Management, the investment manager of Sidus Double Alpha Offshore, may be deemed to beneficially own the shares of common stock directly held by Sidus Double Alpha Offshore for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.