Filing Details

Accession Number:
0001567619-18-008477
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-12-21 10:33:43
Reporting Period:
2018-12-20
Accepted Time:
2018-12-21 10:33:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495222 Oxford Lane Capital Corp. OXLC () 272859071
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507793 Jeffrey Mark Ashenfelter 8 Sound Shore Drive
Suite 255
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-20 3,000 $7.60 18,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. These shares were purchased in multiple transactions, each at a price of $7.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as set forth in this footnote.